EAGLE POINT CREDIT CO INC. : Entering into a Material Definitive Agreement, Creating a Direct Financial Obligation or an Obligation Under an Off-Balance Sheet Registrant Arrangement, Financial Statements and Supporting Documentation (Form 8-K)
Item 1.01. Conclusion of a significant definitive agreement.
The Notes should be listed on the
The Notes will expire on
The Company issues the Notes in denominations of
The Notes may be redeemed in whole or in part at any time or from time to time at the Company’s option on or after
If the Company redeems only part of the Bonds, the Trustee will determine the method of selecting the particular Bonds to be redeemed, in accordance with the rules of any national stock exchange or quotation system on which the Bonds are listed, pro rata in the possible or by batch or by a similar method in accordance with the procedures of
Pursuant to the Indenture, the Company has the ability, without the consent of the Noteholders, to issue additional series of Notes (in such case, “Additional Notes”) having the same rank and rate of interest, the same maturity and other terms as the Notes. All of the Additional Notes and the Existing Notes will constitute a single series under the Indenture.
The Indenture contains certain covenants, including a covenant requiring the Company to comply with Section 18(a)(1)(A) of the 1940 Act (as amended by the other provisions of Section 18 of the 1940 Act) in effect from the time at time or any succeeding provision thereto, whether or not the Company is subject to such provisions of the 1940 Act, but giving effect, in both cases, to any exemption granted to the Company by the
The Notes were offered and sold pursuant to the Company’s effective registration statement on Form N-2 (File No. 333-237586) previously filed with the
The above description is only a summary of the material provisions of the Indenture and the Notes and is qualified in its entirety by reference to copies of the Indenture and the Notes, respectively, each filed as attachments to this current report on Form 8-K and incorporated by reference herein.
Item 2.03. Creation of a direct financial obligation or an obligation under a
Off-Balance Sheet Arrangement of a Registrant.
The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference.
Section 9.01. Financial statements and supporting documents.
(d) Exhibits EXHIBIT NUMBER DESCRIPTION 4.1 Fifth Supplemental Indenture, dated as of
January 24, 2022, relating to the 5.375% Notes due 2029, by and between Eagle Point Credit Company Inc.and American Stock Transfer & Trust Company, LLC, as trustee. 4.2 Form of 5.375% Notes due 2029 (included in Exhibit 4.1 hereto). 5.1 Opinion of Dechert LLP. 23.1 Consent of Dechert LLP(contained in the opinion filed as Exhibit 5.1 hereto).
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